• Risk Management Surveillance Jobs in Bangalore,India

  • Reich Business solutions and services
  • Save Job
  • 3 - 3 Years
  • Posted : above 1 month

Job Description:

Dear Candidate

A reputed fastest growing stock broking and Investment management company in Bangalore is looking forRisk Management Surveillance having 3 to 5 years experience in discount broker Candidates should be working in Discount Broking firm (and not service broking firm)Interested candidates please send me your updated resume on hrreichbsscom now as the requirementis very urgent

Roles and Responsibilities

Administering the risk management activities for Institutional, HNI & retail clients

Client & Dealer Mapping for retail, HNI and Institutional Clients Resolve client Queries

Setting of limits for clients trading in the Software, Margin funding Handling, Monitoring the trades throughout the day

To check trades are not being executed in Ban scrips

Intraday Monitoring of clients in both segment Cash & FNO, Raising Triggers & alarms

Monitoring & reporting PMLA alerts

Extending support to the entire client base on stocks, risk management system, account opening, portfolio tracking, and brokerage related issues

Formulating RCSA- (Risk & control self-assessment) & quarterly testing for all operation processes to identify key risk & put control around the same

Identifying suspicious and unusual cases at scrip & client level and accordingly reporting to Regulators like NSE and BSE

Maintain active clients as per the defined norms and activate dormant clients

Ensure compliance as per various regulator and organization guidelines

Qualifications and Educational Requirements

Bachelors/Master Degree in the field of Commerce or Management and NISM certification preferred

Preferred Skills

Strong analytical/Logicalskills, Good numberskills, Leadership/managementskills, Knowledge of equity and derivativemarkets, Positive attitude, and participants with Big dreams and Carrier growth

Thanks and Regards

Nagaraj 9206442815

Profile Summary:

Employment Type : Full Time
Industry : anagement Consulting / Strategy
Salary : Not Mentioned
Deadline : 17th Nov 2019

Key Skills:

Company Profile:

Reich Business solutions and services
Reich Consultancy Services is a highly effective, motivated, result focused, young firm providing recruitment and staffing solutions with an innovative and proactive approach, along with deep recruiting domain expertise in key industry verticals, based in Bangalore, India. We are passionate about building an organization by executing recruiting strategies and growth plans to increase business that is valued by our clients, employees, business partners and provide high-end service to our job seeking candidates.
We understand that each and every client has a unique work culture, process approach, quality standards and although the necessary skill set requirement, will be similar from one organization to the other. Understanding these points in-depth, our recruitment team focus on the required skill set candidates to solve complex recruiting challenges and deploy to our clients in order to maximize opportunities and achieve strategic goals.
Email: hr@reichbss.com

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